#securities

11. The House of Representatives must be reapportioned to provide 1 representative for every 350,000 residents.

12. Abolish ICE, DEA, and ATF.

13. No member or official of any branch of government may trade stocks while in office.

14. The National Parks and National Forests must be permanently protected from commercial exploitation.

15. Citizens United must be overturned with a Constitutional Amendment preventing corporate political donations.

16. Strengthen the SEC and consumer protections against corporate malfeasance and investor fraud.

17. Break up mega-corporations under established anti-trust laws, with an initial focus on banking/finance and media companies.

🍨 ➻ .· 𝙼𝚢 𝚝𝚊𝚕𝚎𝚗𝚝𝚜/𝚜𝚎𝚌𝚞𝚛𝚒𝚝𝚒𝚎𝚜

Preparing to Testify in Response to an SEC Subpoena

When investigating companies, brokerage firms, investment advisors, and other entities and individuals, the U.S. Securities and Exchange Commission (SEC) relies heavily on its subpoena power. Once the SEC launches a formal investigation, it can issue administrative subpoenas to the company executives, brokers, and others. These subpoenas may be a subpoena duces tecum which compels the person to…