To issue Investment Advisory in India, you must apply for a SEBI Registered Investment Advisor (RIA) license with the Securities & Exchange
Registered Investment Advisor (RIA) in India Guide
A Registered Investment Advisor (RIA) in India is a SEBI-licensed professional or firm authorized to provide investment advice, financial planning, and portfolio guidance to clients. RIAs analyze financial goals, risk appetite, and market conditions to recommend suitable investment strategies and products. To become an RIA, applicants must meet eligibility criteria such as educational qualifications, NISM certification, relevant experience, and minimum net worth requirements. This registration ensures transparency, ethical practices, and client protection in the financial advisory industry. Whether you’re an aspiring financial professional or investor, understanding RIA registration helps in making informed financial decisions and building a compliant advisory business in India.
