Kevin David Barton-Crown Capital Securities Broker-Discloses Regulatory Event and 11 Tax Liens-Vista, CA
Kevin David Barton-Crown Capital Securities Broker-Discloses Regulatory Event and 11 Tax Liens-Vista, CA
July 2021- Vista, CA According to publicly available records of Kevin David Barton (CRD#2542056) , a broker employed with Crown Capital Securities, discloses a regulatory event and 11 tax liens. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…
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