Rex Securities Law Blog

Last Updated: May 2026 – Altamonte Springs, FL Here’s what you need to know about Bradley David Carrier. CRD Number: 7494979 Bradley David Carrier Current Employer: Not currently registered with FINRA Most Recent Investment Advisory Affiliation: Synergy Investment Management LLC Primary Location: Altamonte Springs, Florida Function: Stockbroker / Financial Advisor Prior Employers: LPL Financial…

Last Updated: May 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Robert Edward Ainbinder Jr.: Name: Robert Edward Ainbinder Jr. CRD Number: 2389470 Current Registration Status: Not currently registered with any FINRA-member firm Most Recent Firms: WestPark Capital, Inc. (2022–2023; Boca Raton, FL) Univest Securities, LLC (2020–2021; New York, NY) WestPark…

Last Updated: May 2026 — Coral Gables, FL Here’s what you need to know about Coral Gables, FL stockbroker Alvaro Jiron, a broker with LPL Financial: Name: Alvaro Mauricio Jiron Current Employer: LPL Financial LLC (since 2/2023) Prior Firms: Infinex Investments, Inc. (2016–2023) J.P. Morgan Securities LLC (2014–2016) LPL Financial LLC (2009–2014) Ameriprise Financial Services, Inc. (2009) VALIC…

Last Updated: May 2026 — Miami Lakes, FL Here’s what you need to know about Miami Lakes, FL stockbroker Samuel Izaguirre: Name: Samuel Izaguirre Current Employer: LPL Financial LLC (since 2011) Prior Firms: Independent Financial Partners (2015–2018) Chase Investment Services Corp. (2009–2011) WaMu Investments, Inc. (2004–2009) Other Business Affiliations: SI Wealth Management, LLC…

Last Updated: May 2026 — Coral Gables, FL Here’s What You Need to Know About Coral Gables, Florida Stockbroker Ryan R. Masters: Name: Ryan Richard Masters Current Employer: Morgan Stanley, 220 Alhambra Circle, 10th Floor, Coral Gables, FL 33134 (since 2/2025) Prior Firms: Stifel, Nicolaus & Company, Incorporated (12/2015-2/2025) ; Barclays Capital Inc.; Morgan Stanley Smith Barney LLC CRD…

Last Updated: May 2026 — Coral Gables, Florida Here’s What You Need to Know About Coral Gables, Florida Stockbroker Robert Sperber Name: Robert Dean Sperber Current Employer: Morgan Stanley (since 2/2025) Prior Firms: Stifel, Nicolaus & Company, Incorporated (12/2015-2/2025) ; Barclays Capital Inc.; Morgan Stanley Smith Barney; Citigroup Global Markets Inc.; UBS Financial Services Inc.; CIBC…

Last Updated: May 2026 — Hypoluxo, FL Here’s what you need to know about Hypoluxo, FL stockbroker Hector Mena: Name: Hector Alberto Mena CRD Number: 5400535 Current Employer: Cetera Wealth Services, LLC (Registered Representative since November 2021) Cetera Investment Advisers LLC (Investment Adviser Representative since July 2023) Prior Firms: Wells Fargo Clearing Services, LLC…

Last Updated: May 2026 — Stuart, FL Here’s what you need to know about Stuart, FL stockbroker Lino J. Gutierrez: Name: Lino J. Gutierrez Aliases: Joe Gutierrez, Lino Gutierrez, Lino Joe Gutierrez CRD Number: 5527598 Current Registration Status: Not currently registered with any FINRA-member firm Most Recent Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated (2017–2025) Prior Firms: Wells…

Last Updated: May 2026 — Miami, Florida Here’s What You Need to Know About Miami, Florida Stockbroker Kevin Forrest Name: Kevin Christopher Forrest Current Employer: Morgan Stanley Prior Firms: None disclosed Other Business Affiliations: Zack’s Auto Service CRD Number: 5873266 Stockbroker / Financial Advisor: Yes Can Broker be Sued in FINRA: Yes Current Customer Dispute Seeks Total Damages of:…

Last Updated: May 2026 — Hialeah, Florida Here’s What You Need to Know About Hialeah, Florida Stockbroker Lyhen Fiallo Name: Lyhen Fiallo Alias: Lyhen Hernandez Current Employer: Barred from acting as a broker by FINRA Prior Firms: PFS Investments Inc. (2020–2024) Other Business Affiliations: Sales of investment-related products through affiliated Primerica entities; involvement with mortgage…

Last Updated: May 2026 – Williston, FL Here’s what you need to know about Osvaldo Delgado Jr. CRD Number: 5709747 Alias: Ozzie Delgado Current Employer: Kovack Securities Inc. Current Investment Adviser Firm: Kovack Advisors, Inc. (since 2012) Other Business Affiliations: Cross Oak Wealth Primary Location:Williston & Ft. Lauderdale, Florida Function: Stockbroker / Financial Advisor Prior…

Last Updated: May 2026 — Baytown, Texas Here’s what you need to know about Matthew B. White: CRD Number: 3039904 Name: Matthew Blaise White Current Employer: Cetera Wealth Services, LLC (since 7/2025) Current Investment Advisory Firm: Cetera Investment Advisers LLC Prior Employers: Avantax Investment Services, Inc. (1/2000-9/2025); Avantax Advisory Services Other Business Affiliations: Tax…

Last Updated: May 2026 — Covington, Louisiana Here’s what you need to know about Gabriel Martin: CRD Number: 7815903 Broker Name: Gabriel Martin Registered Investment Advisor: Pelican Advisory Most Recent FINRA Employer: LPL Financial LLC (12/2023-12/2024) Current Registration Status: Not Currently Registered with FINRA Primary Location: Covington, Louisiana Function: Stockbroker / Financial…

Last Updated: May 2026 — Austin, Texas Here’s what you need to know about Samuel J. Duckett: CRD Number: 5820876 Broker Name: Samuel Jonathan Duckett Current Employer: Morgan Stanley (since 2/2020) Other Business Affiliation: Beyondsoft Consulting, Inc. (Project Manager) Function: Stockbroker / Financial Advisor Passed Exams: Series 7TO, Series 66, and SIE Primary Location: Austin, Texas Can…

Last Updated: May 2026 — Plano, TX Here’s what you need to know about Plano, TX stockbroker Jeffrey D. Mann: Name: Jeffrey Douglas Mann Current Employer: Douglas Scott Securities, Inc. (since 1995) Prior Firms: Wellington Ashford Capital, Inc. (1995) Braxton-Stellar Securities, Inc. (1995) Kinlaw Securities Corporation (1993–1995) Other Business Affiliations: Hill Country Exploration, Inc.…

Last Updated: May 2026 — Pompano Beach, Florida Here’s What You Need to Know About Pompano Beach, Florida Stockbroker Ken Arena Name: Kenneth Joseph Arena Current Employer: Cetera Wealth Services, LLC; Cetera Investment Advisers LLC Prior Firms: Newbridge Financial Services Group, Inc.; Newbridge Securities Corporation; Ameriprise Financial Services, Inc.; Wachovia Securities, LLC; First Union…