#david leeman

SEC Files Action Over Verto Notes-Dallas & Plano, Texas

July 2017-Dallas and Plano, Texas

Two Texas firms and three individuals employed by the firms were named in an enforcement proceeding filed by the U.S. Securities and Exchange Commission over the sale of 7% promissory notes issued by Verto Capital Management LLC.

Named as respondents in the Order Instituting the proceedings, are:

Retirement Surety LLC-a Plano-based company, which according to its…

SEC Files Action Over Verto Notes-Dallas & Plano, Texas

July 2017-Dallas and Plano, Texas Two Texas firms and three individuals employed by the firms were named in an enforcement proceeding filed by the U.S. Securities and Exchange Commission over the sale of 7% promissory notes issued by Verto Capital Management LLC. Named as respondents in the Order Instituting the proceedings, are: Retirement Surety LLC-a Plano-based company, which according to its…