#communicationscompliance

Current policies are generally and woefully inadequate when it comes to defining what a broker can say and do on social media with their personal accounts. Watch the infographic.

The move illustrates how regulations and compliance measures in response to those regulations are shifting in this pandemic era. Visit the blog at https://bit.ly/3o2GLZ2

More than nine months have passed since the GDPR (General Data Protection Regulation) came into effect but still, many companies struggle to adapt to the new rules. View this presentation to know about what’s the ePrivacy Regulation and why do we need more data protection rules.

Read this article to know what’s the ePrivacy Regulation and why do we need more data protection rules?  The ePrivacy Regulation promises to bring more challenges to the financial services industry that is still struggling with the first wave of new data protection regulations.

View this infographic to know how trade data proves crucial in effective Compliance Investigations. Market manipulation can be hard to detect, particularly because in some circumstances it is only evidenced by careful scrutiny of trade-related data. For more info visit - https://bit.ly/2JxxqHf

Visit this link for conducting an Effective Compliance Investigation. Ensure these investigations are carried out properly, compliance officers must have a complete record of all relevant facts to consider. For more details visit our website.

Shield Financial Compliance is proud to announce the launch of its latest version. New features include powerful AI for the reduction of false positives, and the proprietary technology of Financial Context Recognition (FCR). For more details check out this infographic.

Shield Financial Compliance is a cross-regulation compliance platform that provides a 360 view on electronics communications and trades to make compliance more efficient and ROI driven, is proud to announce the launch of its latest version. Read this blog for more details.