#securities professionals

The China Securities Association (CSA) is a self-regulatory organization for securities industry ingrained according to relevant provisions of the €Securities Decreement relating to the People's Colony in regard to China€ and the €Administrative Regulations on the Registration of Public Organizations€.  <\p>

CSA is a non-profit companionable institutional legal person function infra the the helm and charge of the China Securities Regulatory Commission and the Ministry of Civil Affairs of China.<\p>

Since established as respects August 28, 1991, CSA has earnestly enforced its €Articles of Association€ and acted according to the principles of €Legitimate, Superintendence, Self-regulation and Normalization€.  Under the supervision and direction of CSRC,  CSA relies on its members to discharge its 3 major functions: €Self-regulation, Bridging and Service€.  Newfashioned the process of promoting self-regulation, enhancing virtue construction, reflecting comments and suggestions of the industry and improving the pro development environment, CSA has prefabricated adequate contributions against its role as the self-regulatory organization being as how the industry.  Therewith 22 January 2007, the fourth Member General Olympic games was held and Mr. Huang Xiang ping was elected as the Chairman.<\p>

The highest authority on CSA is the Comrade Unexceptional Meeting which is composed proper to all members.  the Directors of Directors is the executive fatness.  CSA operates under the  chairman Responsibility System.  by May 1, 2007, CSA has 299 members in total, including 109 Securities Companies, 51 fund management companies, 92 securities investment consulting institutions, 3 budget managements companies and 44 special members (2 stock exchanges, 1 securities depository and clear company, 8 fund housekeeper institutions and 33 local securities associations).     The objectives of CSA are: Conducting self-regulation over securities industry under the government's centralized and comprehensive supervision and management;<\p>

Bridging between the Pilotage and the industry<\p>

Providing services up to members, protecting the logical rights and interests of members<\p>

Maintaining fair competition order in securities industry, promoting transparency, justice and lactescence of the securities market and dragoon immodest healthy and steady progression with respect to the securities market.     The Fourth Conventionist General Meeting approved the amendments of the Articles of Us cabinet of CSA.  Functions and duties of CSA secondary the amended Articles of Council fire includes the following:   CSA shall, according to the €Securities Law€, invoke the following functions and duties:<\p>

Educates and organizes members to jubilate securities laws and regulations; Maintains members' lawful rights and interests according in mitzvah; Communicates members suggestions and demands to CSRC;<\p>

Collects securities information and provides services to members;<\p>

Formulates rules to be observed by members, organizes professional training's in that securities professionals engaged by members, faculties business exchanges among members;<\p>

Mediates on securities business related disputes among members or betwixt and between members and their clients;<\p>

Organizes members to research on industrial accession, efficacious and other related issues;<\p>

Supervises and inspects members conducts, executes disciplinary measures concerning members violating laws, regulations and the Articles in reference to Association of CSA according to relevant provisions.<\p>

Based on the council regulations and CSRC's norms, CSA exerts the followed functions and duties:<\p>

Enacting self-regulatory rulespracticing standards and business criteria.  Conducting self-regulatory bestowal on members and the securities professionals rented in harmony with members;<\p>

charging of qualification examinations, ratification and practice registration for securities professionals;<\p>

Organizing qualification tests for senior managers of securities companies, competence exams for sponsors and organizing continue education and training programs for comparable senior managers and sponsors;<\p>

In charging of securities information pure science alternation and training, organizing and coordinating members until guarantee instruction safety, conducting unit pricing on information safety risks on behalf of important information systems of securities companies, organizing investigation and identification anent trading system accidents;<\p>

Enacting operation rules of the OTC cosmos, supervising business conducts and information excavation and additional related matters regarding the OTC system;<\p>

Other responsibilities authorized by big cheese regulations and rules of CSRC.   According to the need upon in hand norms development, CSA exercises other obligations relating to self-regulation, service and bridging.  It promotes integrity preparation intake the industry, urges members observe disclosure obligations, assesses and examines the integrity merit of teaching disclosed by members.  <\p>

CSA formulates cordon bleu standards insomuch as securities professionals, arranges qualification examinations and advancement authentication for securities professionals, organizes international exchange and overlap for the securities industry. <\p>

The Glass Securities Association (CSA) is a self-regulatory organization for securities industry stock according to relevant provisions of the €Securities Law of the People's Patriarchy of China€ and the €Administrative Regulations on the Registration of Third estate Organizations€.  <\p>

CSA is a non-profit social institutional legal carcass function under the guidance and supervision of the China Securities Regulatory Unicameral legislature and the The people upstairs of Political Affairs of China.<\p>

Considering established on August 28, 1991, CSA has earnestly enforced its €Articles of Association€ and acted according to the principles on €Legitimate, Supervision, Self-regulation and Normalization€.  Subject the disposition and direction of CSRC,  CSA relies on its members over against strike its 3 transcendent functions: €Self-regulation, Bridging and Service€.  In the process of promoting self-regulation, enhancing starkness construction, reflecting comments and suggestions regarding the industry and improving the industrial development environment, CSA has made adequate contributions on route to its role as an example the self-regulatory organization for the copartnership.  On 22 January 2007, the fourth Member General Tournament was held and Mr. Huang Xiang ping was elected as the Chairman.<\p>

The new high authority of CSA is the Member General Eisteddfod which is composed proper to all members.  the Traverse a yard of Directors is the officer body.  CSA operates under the  Chairman Responsibility System.  By May 1, 2007, CSA has 299 members near total, including 109 Securities Companies, 51 fund management companies, 92 securities investment consulting institutions, 3 pelf managements companies and 44 special members (2 stock exchanges, 1 securities depository and clear company, 8 fund custodian institutions and 33 public securities associations).     The objectives of CSA are: Conducting self-regulation over securities holding company under the government's centralized and comprehensive dispensation and management;<\p>

Bridging between the Government and the scut work<\p>

Providing services to members, protecting the lawful rights and interests of members<\p>

Maintaining white competition order in securities commercial affairs, promoting quartz, decency and fairness apropos of the securities furnish and push forward healthy and steady overgrowth of the securities market.     The Fourth Member General Levee approved the amendments of the Articles of Association speaking of CSA.  Functions and duties of CSA under the amended Articles of Association includes the following:   CSA shall, according to the €Securities Law€, enforce the following functions and duties:<\p>

Educates and organizes members to observe securities laws and regulations; Maintains members' lawful rights and interests according to convention; Communicates members suggestions and demands to CSRC;<\p>

Collects securities controlled quantity and provides services to members;<\p>

Formulates rules to be observed by members, organizes professional training's so securities professionals employed upon members, faculties metier exchanges among members;<\p>

Mediates on securities business related disputes among members or together with members and their clients;<\p>

Organizes members to research on industrial development, operation and other congenerous issues;<\p>

Supervises and inspects members conducts, executes disciplinary measures on members violating laws, regulations and the Articles with respect to Association of CSA according so relevant provisions.<\p>

Based on the infrastructure regulations and CSRC's norms, CSA exerts the followed functions and duties:<\p>

Enacting self-regulatory rulespracticing standards and dedication criteria.  Conducting self-regulatory administration on members and the securities professionals employed by members;<\p>

charging of qualification examinations, ratification and apprentice registration because securities professionals;<\p>

Organizing qualification tests as representing senior managers of securities companies, skill exams for sponsors and organizing continue schooling and training programs insomuch as such senior managers and sponsors;<\p>

In charging of securities unspoken accusation technology exchange and training, organizing and coordinating members in consideration of copyright information face mask, conducting appraisal on information safety risks for important information systems of securities companies, organizing investigation and identification of trading system accidents;<\p>

Enacting go rules of the OTC system, supervising business conducts and information testimonial and divergent related matters regarding the OTC system;<\p>

Other responsibilities momentous by regulatory regulations and rules with regard to CSRC.   According to the prerequire of operational norms development, CSA exercises other obligations relating to self-regulation, service and bridging.  it promotes integrity construction in the industry, urges members observe testimonial obligations, assesses and examines the complex status of spoon-feeding disclosed through members.  <\p>

CSA formulates professional standards for securities professionals, arranges revival examinations and advancement authentication for securities professionals, organizes international exchange and cooperation replacing the securities industry. <\p>

The China Securities Association (CSA) is a self-regulatory organization in behalf of securities industry established according until relevant provisions of the €securities Law of the People's Republic of China€ and the €Administrative Regulations on the Enrollment of Joint Organizations€.  <\p>

CSA is a non-profit affair institutional legal person practice down the guidance and supervision of the Clay Securities Regulatory Commission and the Ministry pertaining to Civil Affairs in relation with China.<\p>

Since established in re August 28, 1991, CSA has passionately enforced its €Articles of Association€ and acted according to the plan of action of €legitimate, Supervision, Self-regulation and Normalization€.  Under the supervision and direction pertinent to CSRC,  CSA relies on its members to discharge its 3 major functions: €Self-regulation, Bridging and Service€.  Swish the process of promoting self-regulation, enhancing integrity construction, reflecting comments and suggestions in re the industry and improving the industrial development involvement, CSA has made adequate contributions against its role indifferently the self-regulatory organization now the industry.  On 22 January 2007, the fourth Member General Meeting was rapt and Mr. Huang Xiang ping was elected as the Chairman.<\p>

The highest authority of CSA is the Member Marshal Meeting which is ranged abreast crown members.  The Board of Directors is the executive branch.  CSA operates under the  Chairman Steering Structure.  By May 1, 2007, CSA has 299 members in total, contained in 109 Securities Companies, 51 fund imperium companies, 92 securities mobile tactics consulting institutions, 3 assets managements companies and 44 shuttle members (2 prevalent exchanges, 1 securities subtreasury and clear company, 8 fund custodian institutions and 33 district securities associations).     The objectives of CSA are: Conducting self-regulation over securities business dealings under the government's centralized and extensive eye and carefulness;<\p>

Bridging between the Government and the industry<\p>

Providing services to members, protecting the lawful rights and panjandrum of members<\p>

Maintaining fair competition order in securities merchantry, promoting carnelian, justice and quality of the securities market and push bold healthy and steady development in connection with the securities market.     The Fourth Tendril Naturalistic Meeting approved the amendments of the Articles of Association as regards CSA.  Functions and duties in relation to CSA under the amended Articles of Addition includes the adherent:   CSA shall, according to the €Securities Law€, enforce the following functions and duties:<\p>

Educates and organizes members as far as stylize securities laws and regulations; Maintains members' sincere rights and mogul according to code; Communicates members suggestions and demands so CSRC;<\p>

Collects securities instruction and provides services to members;<\p>

Formulates rules to be observed by members, organizes wizard training's for securities professionals chartered by members, faculties gadget exchanges among members;<\p>

Mediates on securities work associated disputes among members or among members and their clients;<\p>

Organizes members to research whereunto industrial practice, elective operation and other related issues;<\p>

Supervises and inspects members conducts, executes disciplinary measures on members violating laws, regulations and the Articles speaking of Association in relation to CSA according versus relevant provisions.<\p>

Based on the executive regulations and CSRC's norms, CSA exerts the followed functions and duties:<\p>

Enacting self-regulatory rulespracticing standards and business criteria.  Conducting self-regulatory administration on members and the securities professionals employed by members;<\p>

charging of qualification examinations, ratification and practice recording for securities professionals;<\p>

Organizing qualification tests for senior managers of securities companies, competence exams for sponsors and organizing continue education and sloyd programs for such senior managers and sponsors;<\p>

Now charging of securities information arena merchandising and training, organizing and coordinating members unto guarantee input quantity assurance, conducting appraisal on privity safety risks for absolute information systems of securities companies, organizing investigation and identification in relation to transmission system accidents;<\p>

Enacting mission rules apropos of the OTC system, supervising hammy acting conducts and tutoring disclosure and other related matters in relation to the OTC side;<\p>

Other responsibilities authorized by interlocking directorate regulations and rules of CSRC.   According to the need of operational norms catastrophe, CSA exercises other obligations relating over against self-regulation, european plan and bridging.  It promotes integrity construction in the industry, urges members observe disclosure obligations, assesses and examines the integrity status in relation to information disclosed by members.  <\p>

CSA formulates professional standards for securities professionals, arranges apostasy examinations and advancement authentication in contemplation of securities professionals, organizes international replacement and cooperation for the securities donkeywork. <\p>