#aretewealth

In today’s dynamic world, it’s rare to find individuals who successfully bridge multiple industries—finance, technology, art, and film. Joshua D. Rogers is one such figure, known for his work as a businessman, investor, author, and creative producer.

As the founder and CEO of Arete Wealth, Rogers has built a career that blends financial innovation with intellectual and artistic pursuits, making him a distinctive personality in modern business leadership.

Early Life & Education

Joshua Dean Rogers was born on March 31, 1975, in Washington, D.C., into a family with a strong academic and professional background.

He initially pursued biomedical engineering at Johns Hopkins University, but later transitioned to a broader academic path at St. John’s College, where he studied:

Philosophy

Mathematics

Classical languages

History of science

👉 This multidisciplinary education played a major role in shaping his analytical thinking and intellectual depth.

Career Journey: From Academia to Finance

Rogers began his professional life in academia, teaching philosophy at Georgetown Law School. However, he soon shifted toward entrepreneurship and innovation.

Key Career Phases:

Technology & Innovation

Worked at Walker Digital

Co-inventor of multiple patents, including early reverse auction systems that influenced platforms like Priceline

Financial Services

Worked as a stockbroker and financial advisor

Experience with firms such as American Express Financial Advisors (later Ameriprise)

👉 These early experiences laid the foundation for his future ventures in wealth management.

Founder & CEO of Arete Wealth

In 2007, Rogers founded Arete Wealth, a financial services firm offering:

Investment advisory

Brokerage services

Insurance solutions

Under his leadership, the firm has grown into a national wealth management platform, serving both individuals and institutions.

👉 His leadership reflects a focus on:

Alternative investments

Strategic portfolio management

Long-term wealth creation

Contributions to Finance & Investing

Rogers has contributed to the broader financial community, including participation in the book:

How I Invest My Money (2020), where financial experts share personal investment strategies

This reflects his role not just as a practitioner, but also as a thought leader in investment strategy.

Creative Ventures: Film & Literature

Beyond finance, Joshua D. Rogers has actively explored creative fields:

🎬 Film

Executive producer and actor in the independent film An Autumn Summer (2024–2025)

📚 Literature

Author of Psychedelic Psalms: Reflections from an Offline World (2025)

👉 His creative work reflects a blend of philosophy, introspection, and modern cultural critique.

Leadership & Board Roles

Rogers is also involved in cultural and academic institutions:

Board member at the Museum of Contemporary Art Chicago

Board member at St. John’s College

These roles highlight his commitment to arts, education, and cultural development.

Personal Life & Interests

Joshua D. Rogers is known as an avid art collector, with his collection featured in various publications.

He is married to Megan Green Rogers and maintains a strong interest in:

Visual arts

Literature

Philosophy

👉 His personal pursuits align closely with his professional identity—combining finance with culture and creativity.

What Makes Joshua D. Rogers Unique

✔ Multi-industry expertise (finance, tech, arts, film) ✔ Founder of a nationally recognized wealth management firm ✔ Contributor to financial thought leadership ✔ Active in cultural and artistic communities ✔ Strong academic and philosophical foundation

Final Thoughts

Joshua D. Rogers represents a modern, multidisciplinary leader—someone who successfully integrates:

Financial innovation

Intellectual depth

Creative expression

In a world where specialization is common, Rogers stands out by embracing diversity in thought, career, and impact.

In today’s investment environment, transparency and sophistication have become essential qualities for wealth management firms. Investors increasingly want advisory platforms that not only provide portfolio management, but also deliver access to diversified opportunities, strategic financial planning, and institutional-level investment resources.

One of the most important ways to evaluate any advisory firm is through its SEC-required Form ADV Part 2A disclosure brochure. The latest disclosure from Arete Wealth Advisors, LLC provides a detailed overview of the firm’s services, investment philosophy, fee structures, and operational framework.

This article breaks down the key highlights of the disclosure and explores how Arete Wealth has positioned itself within the modern independent wealth management industry.

About Arete Wealth Advisors

Arete Wealth Advisors is a Chicago-based SEC-registered investment advisory firm operating within a broader family of financial companies that includes:

Registered Investment Advisory (RIA) services

Broker-dealer services

Insurance solutions

The company has operated since 2007 and has expanded into a national advisory platform with offices and advisors across numerous U.S. states.

According to company materials, Arete Wealth emphasizes:

Comprehensive wealth management

Alternative investment access

Institutional-quality advisory resources

Long-term portfolio construction

The firm describes its mission as helping advisors and investors pursue favorable financial futures through “intellect and integrity.”

Understanding Form ADV Part 2A

Form ADV Part 2A is one of the most important disclosure documents in the financial advisory industry.

Required by the SEC, the brochure explains:

Advisory services offered

Investment approaches

Fee structures

Potential conflicts of interest

Risk disclosures

Compensation arrangements

👉 In practical terms, it allows investors to better understand how an advisory firm operates before becoming a client.

A Full-Service Wealth Management Platform

One of the strongest themes throughout the disclosure brochure is the breadth of services available through Arete Wealth Advisors.

Core Services Include:

Discretionary portfolio management

Non-discretionary advisory services

Retirement planning

Asset allocation strategies

Risk management planning

Wealth preservation strategies

Third-party investment manager programs

Wrap fee advisory programs

This integrated approach allows clients to consolidate multiple financial services under one advisory relationship.

According to the company’s website, the broader platform also includes:

Capital markets capabilities

Alternative investments

Investment banking resources

Specialty advisory services

Investment Philosophy & Portfolio Strategy

The ADV brochure highlights Arete Wealth’s emphasis on disciplined and diversified investing.

The firm’s investment approach includes:

Diversified asset allocation

Long-term portfolio management

Tactical investment positioning

Multi-factor investment analysis

Investment solutions may include:

Stocks

Bonds

ETFs

Mutual funds

Alternative investments

Structured products

Private placements

A key differentiator for Arete Wealth is its strong emphasis on alternative investments and private market opportunities.

The company states that its due diligence process evaluates opportunities across:

Public markets

Private markets

Real estate

Venture-related opportunities

Institutional-quality alternatives

👉 This broader investment access may appeal to investors seeking diversification beyond traditional stock-and-bond portfolios.

National Growth & Industry Recognition

Arete Wealth has experienced significant growth in recent years.

According to company and industry reports:

The firm oversees more than $6.8 billion in assets under management

Operates through dozens of offices nationwide

Maintains a growing advisor network

In 2026, the company ranked among the top independent broker-dealers in advisor productivity according to Financial Advisor Magazine’s annual survey.

The firm reported:

28% year-over-year revenue growth

Average advisor revenue exceeding $647,000

A Top 10 industry ranking in revenue per advisor

According to company leadership, this growth reflects the firm’s focus on:

Entrepreneurial advisors

Alternative investments

Sophisticated client solutions

Long-term practice development

Types of Clients Served

The ADV brochure states that Arete Wealth Advisors serves a wide range of clients, including:

Individual investors

High-net-worth individuals

Pension and retirement plans

Charitable organizations

Trusts and estates

Businesses and institutions

Independent advisor databases estimate:

Approximately $2.7 billion in regulatory assets under management

More than 5,000 client accounts

Average client balances above $500,000

This positions the firm within the mid-to-large independent advisory category.

Transparency & Regulatory Disclosure

One positive aspect of the ADV brochure is the depth of disclosure provided.

The document clearly explains:

Advisory compensation structures

Wrap fee arrangements

Conflicts of interest

Risk disclosures

Custodial relationships

Brokerage practices

As an SEC-registered investment advisor, Arete Wealth Advisors operates under fiduciary obligations when providing advisory services, meaning the firm must act in clients’ best interests.

👉 Transparent disclosures are an important sign of regulatory accountability and operational maturity.

Fee Structure & Client Costs

According to the ADV brochure and independent reviews, Arete Wealth primarily charges:

Asset-based advisory fees

Wrap fees

Financial planning fees

Independent reviews note:

Advisory fees may reach up to 3.00% depending on account size

Fee percentages generally decline for larger portfolios

Wrap programs may include trading, custody, and advisory services within a bundled fee structure

As with any advisory relationship, investors should carefully review:

Total costs

Product fees

Third-party manager fees

Liquidity considerations

Investment suitability

Strengths of Arete Wealth Advisors

✔ National wealth management infrastructure ✔ Broad investment capabilities ✔ Alternative investment expertise ✔ Diversified advisory platform ✔ Significant advisor productivity growth ✔ Transparent SEC disclosures ✔ Integrated advisory, brokerage, and insurance services

Important Considerations

Like all investment advisory firms, Arete Wealth Advisors involves certain considerations:

Alternative investments may involve higher risk and reduced liquidity

Hybrid advisory and brokerage models can create complex compensation structures

Sophisticated investments may not be appropriate for all investors

The ADV brochure emphasizes that all investments involve risk and that past performance does not guarantee future results.

Final Verdict

The 2026 Form ADV disclosure brochure presents Arete Wealth Advisors as a growing and diversified independent wealth management platform focused on:

Long-term financial planning

Diversified portfolio construction

Alternative investments

Sophisticated advisory services

Its combination of:

National scale

Alternative investment access

Independent advisory structure

Institutional-quality resources

…positions the firm as a notable participant within the modern independent wealth management industry.

If you’re searching for a financial advisory firm that combines personalized wealth planning with access to sophisticated investment opportunities, the Melville, New York branch of Arete Wealth Advisors has become one of the more notable names on Long Island’s financial landscape.

Located in the heart of Melville’s business district, the office operates as part of the broader Arete Wealth network — a diversified financial services organization offering advisory, brokerage, insurance, and alternative investment solutions.

A Growing Presence in Melville, NY

One of the offices associated with the Arete Wealth network in Melville is:

Arete Wealth Management

Located at:

425 Broadhollow Road, Melville, NY 11747

The Melville branch serves:

Individual investors

Families

Business owners

Retirement-focused clients

High-net-worth individuals seeking long-term financial planning.

According to advisory databases, the branch is connected to:

Approximately $2.7 billion in assets under management

More than 5,400 client accounts

Roughly 130 financial advisors within the advisory structure.

These numbers position the office as a significant player within the independent wealth management industry.

Personalized Financial Planning

One of the biggest strengths associated with the Melville branch is its emphasis on relationship-driven financial guidance.

Services highlighted through the branch include:

Financial planning

Retirement planning

Portfolio management

Pension consulting

Selection of outside investment managers.

Unlike many large institutional firms that rely heavily on standardized portfolio models, advisory teams connected with Arete Wealth often focus on:

Personalized client relationships

Long-term financial planning

Customized investment strategies

Wealth preservation planning.

👉 For many investors, this creates a more collaborative and tailored advisory experience.

Experienced Financial Advisors

Public advisor profiles connected to the Melville office show a team with extensive industry experience.

Several advisors associated with the branch include:

Brandon Murphy

Christopher Bond

Christopher Ortiz

Edward Patrick

Dianne Larson

Scott Cantor

Peter Marshall.

Many advisors associated with the branch previously worked at firms such as:

Oppenheimer & Co.

National Securities

National Asset Management.

This mix of experience allows the branch to support investors across a wide range of financial needs and investment strategies.

Access to Alternative Investments

One area where Arete Wealth has built a strong reputation is alternative investments.

The broader firm emphasizes access to:

Private market opportunities

Real estate investments

Structured products

Diversified alternative asset strategies.

According to company announcements, Arete Wealth has participated in hundreds of alternative investment offerings across multiple asset classes.

👉 This may appeal to investors looking for broader diversification beyond traditional stocks and bonds.

A National Wealth Management Platform

The Melville office benefits from the infrastructure of the larger Arete Wealth platform.

According to company information:

Arete Wealth manages more than $6.8 billion in assets

Operates across numerous offices nationwide

Provides integrated advisory and brokerage services.

The company describes itself as a diversified financial services organization focused on:

Wealth management

Investment advisory

Insurance solutions

Alternative investments.

This structure gives the Melville branch access to:

National investment resources

Broader research capabilities

Institutional-style investment platforms.

The Long Island Wealth Management Landscape

Melville has become one of Long Island’s key financial services hubs, home to multiple advisory and wealth management firms.

Other financial advisory firms operating in the area include:

North Ridge Wealth Planning

Physician Financial Services

Landmark Wealth Management

Within this competitive environment, Arete Wealth differentiates itself through:

Its large advisor network

Alternative investment focus

National infrastructure

Broad advisory platform.

Important Considerations for Investors

As with any financial advisory relationship, investors should carefully evaluate:

Investment suitability

Advisor compensation structures

Fees

Product complexity

Long-term portfolio alignment.

Because Arete Wealth combines advisory and brokerage capabilities, clients should review all disclosures carefully and ensure recommendations align with their financial objectives.

Final Thoughts

The Melville, NY branch associated with Arete Wealth Advisors represents a growing and sophisticated wealth management operation within the independent advisory industry.

Its combination of:

Personalized financial planning

Experienced advisors

Access to diversified investments

National financial infrastructure

…makes it a notable option for investors seeking long-term wealth management support on Long Island.

Before choosing any financial advisor, one of the smartest steps is reviewing its Form ADV Part 2A disclosure brochure. This document provides a transparent overview of how a firm operates, earns revenue, and manages client portfolios.

The latest disclosure from Arete Wealth Advisors, LLC (dated January 30, 2026) offers a detailed look into its business practices, services, investment philosophy, and potential risks.

This article simplifies that information into clear, investor-friendly insights.

What Is Form ADV Part 2A?

Form ADV Part 2A is a regulatory document required by the SEC for registered investment advisors.

It includes:

Services offered

Fee structures

Conflicts of interest

Investment strategies

Risk disclosures

👉 In simple terms, it’s the most transparent document available to evaluate a financial firm.

Firm Overview

Arete Wealth Advisors, LLC is a SEC-registered investment advisory firm headquartered in Chicago.

Key facts:

Registered with the SEC since 2009

Operates across multiple U.S. states

Part of a broader ecosystem including:

Broker-dealer services

Insurance offerings

This structure allows the firm to provide integrated wealth management solutions.

Core Services Offered

According to the ADV brochure, Arete Wealth provides a comprehensive suite of financial services:

1. Investment Advisory Services

Discretionary portfolio management

Non-discretionary advisory services

2. Financial Planning

Retirement planning

Asset allocation strategies

Risk management

3. Third-Party Manager Programs

Access to specialized investment managers

Diversified portfolio solutions

4. Wrap Fee Programs

Bundled pricing covering advisory and trading costs

👉 These services position the firm as a full-service wealth manager rather than a limited advisory provider.

Investment Strategy & Approach

A key highlight of the ADV is the firm’s structured, model-driven investment philosophy.

The firm focuses on:

Diversified asset allocation

Multi-factor investing (value, momentum, quality)

Long-term portfolio growth

Investment vehicles typically include:

Stocks and bonds

ETFs and mutual funds

Alternative investments (e.g., REITs, private placements)

👉 The emphasis is on disciplined, research-based investing, not speculation.

Types of Clients Served

Arete Wealth Advisors serves a broad range of clients, including:

Individuals and high-net-worth investors

Pension and retirement plans

Trusts and estates

Charitable organizations

Businesses and institutions

This reflects the firm’s ability to handle both retail and institutional portfolios.

Assets Under Management & Scale

Available regulatory data indicates:

Approximately $2.7 billion in assets under management

Over 5,000 client accounts

Advisor-to-client ratio of about 1:40

👉 This places Arete Wealth in the mid-to-large advisory firm category.

Fees & Compensation Structure

The ADV outlines a multi-layered fee model:

Primary Fees

Asset-based (AUM) fees

Financial planning fees

Wrap program fees

Additional Costs

Brokerage commissions

Custodian fees

Third-party manager fees

👉 Because of its hybrid structure, advisors may earn both fees and commissions, which investors should understand clearly.

Conflicts of Interest

The ADV transparently discloses potential conflicts, including:

Affiliation with broker-dealer services

Compensation tied to certain investment products

Incentives related to third-party recommendations

👉 These disclosures help investors make informed and cautious decisions.

Risk Disclosure

The firm highlights several important risks:

Market volatility

Loss of capital

Model risk (strategies may not always perform as expected)

Liquidity risks in alternative investments

👉 The brochure clearly states that investments are not guaranteed, reinforcing transparency.

Fiduciary Responsibility

As a registered investment advisor, Arete Wealth Advisors operates under a fiduciary standard, meaning:

Client interests must come first

Conflicts must be disclosed

Advice must align with client goals

This is a key advantage compared to non-fiduciary financial service providers.

Strengths of Arete Wealth Advisors

✔ Full-service wealth management platform ✔ Structured, model-based investment strategies ✔ Access to alternative investments ✔ Large and diverse client base ✔ Transparent regulatory disclosures

Considerations for Investors

⚠ Hybrid advisory + brokerage structure ⚠ Multiple fee layers ⚠ Complex investment products ⚠ Requires proper due diligence

Who Should Consider This Firm?

Arete Wealth Advisors may be suitable for:

High-net-worth individuals

Long-term investors

Clients seeking diversified portfolios

Investors interested in alternative assets

Final Verdict

The 2026 ADV brochure shows that Arete Wealth Advisors, LLC is a well-established, transparent, and structured wealth management firm.

With:

Strong investment frameworks

Broad service offerings

Clear regulatory disclosures

…it provides a solid foundation for investors seeking professional financial guidance.